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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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SYSC 4.5

As Published: 2015

SYSC 4.5

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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