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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement