Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 13.2 The IML levy

REC 3.2 Form and method of notification

SYSC 4.2 Persons who effectively direct the business

CONC 7.11 Disclosures relating to “authority” or “status”

MCOB 6.4 Mortgages: content of the offer document

PERG 4.12 Appointed representatives

SUP 10C.4 Specification of functions

SUP 10C.13 Variation of conditional and time-limited approvals

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FIT 1.1 Application and purpose

MCOB 9.8 Disclosure after sale: lifetime mortgages

BIPRU 7.4 Commodity PRR

PERG 4.1 Application and purpose

MAR 4.3 Support of the Takeover Panel's Functions

PERG 4.10 Exclusions applying to more than one regulated activity

BIPRU 4.10 The IRB approach: Credit risk mitigation

CONC 10.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution