Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

…

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

…

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

…

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

…

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 5.3 The basis of settlement discussions

PERG 5.12 Link between activities and the United Kingdom

DTR 7.1 Audit committees

SUP 16.12 Integrated Regulatory Reporting

SUP 12.5 Contracts: required terms

SUP 8.3 Applying for a waiver

SYSC 10A.1 Application

DEPP 6.5D Serious financial hardship

SYSC 22.8 Policies and appointed representatives

SUP 9.1 Application and purpose

CASS 5.2 Holding money as agent of an insurance undertaking

ICOBS 2.1 Client categorisation

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator