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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 5.13 Appointed representatives

PERG 13.1 Introduction

EG 13.8 Power to apply to court for a provisional liquidator

COBS 4.2 Fair, clear and not misleading communications

MCOB 2.8 Record keeping

ICOBS 5.1 General

SYSC 13.3 Other related Handbook sections

DEPP 7.1 Application and purpose

SUP 10A.8 Systems and controls functions

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]