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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance