Search Result

641 - 660 of 1318 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction