Search Result

441 - 460 of 1662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

APER 1.1A Application

As Published: 2015

APER 1.1A Application

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General