Search Result

241 - 260 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials