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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

As Published: 2016

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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Similar To

SUP 5.4 Appointment and reporting process

SUP 11.5 Notifications by firms

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 10A.7 FCA required functions

COLL 6.9 Independence, names and UCITS business restrictions

BIPRU 1.3 Applications for advanced approaches and waivers

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COLL 5.2 General investment powers and limits for UCITS schemes

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DEPP 1.2 Introduction to statutory notices

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy