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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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SYSC 4.5

As Published: 2015

SYSC 4.5

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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