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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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Effective Period

Similar To

SUP 8.6 Publication of waivers

SUP 10C.1 Application

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 2.7 Activities: a broad outline

DTR 1.4 Suspension of trading

FEES 4.4 Information on which fees are calculated

SUP 16.3 General provisions on reporting

EG 2.15 Decision making in the context of regulatory enforcement action

BIPRU 7.10 Use of a Value at Risk Model

EG 10.1 Introduction

SYSC 4.6

COND 2.3 Effective supervision

SUP 4.3 Appointment of actuaries

REC 3.15 Suspension of services and inability to operate facilities

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

COND 2.5 Suitability

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 6.7 Notification rules for overseas recognised bodies