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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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Effective Period

Similar To

COND 1.3 General

RCB 4.2 Enforcement powers and penalties

REC 3.3 Waivers

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 19.18 Counter-Terrorism Act 2008

DTR 2.5 Delaying disclosure of inside information

EG 19.1 Introduction

SUP 10C.13 Variation of conditional and time-limited approvals

DTR 2.2 Disclosure of inside information

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DEPP 8.2 Use of the own-initiative variation of approval power: general