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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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CONC 7.12 Lenders’ responsibilities in relation to debt

As Published: 2020

CONC 7.12 Lenders’ responsibilities in relation to debt

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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