Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.5 FCA supervision of action by UK RIEs under their default rules

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 10C.12 Conditional and time-limited approvals

REC 4.2C Control over a UK RIE

COND 2.4 Appropriate resources

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 5.2 General investment powers and limits for UCITS schemes

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 7.6 Applications for a certificate

DEPP 3.2 The operation of the RDC

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 4.3 Risk assessments for UK recognised bodies

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 7.6 Private warnings

DEPP 1.2 Introduction to statutory notices

SUP 10A.13 Application for approval and withdrawing an application for approval

SYSC 4.8

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.21 The conduct of investigations under the Payment Services Regulations