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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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PERG 5.14 Exemptions

COBS 11.5 Record keeping: client orders and transactions [deleted]

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 6.5 General principles

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PERG 15.7 Transitional provisions [deleted]

GEN 4.2 Purpose

PRIN 3.4 General

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LR 10.5 Class 1 requirements

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

EG 8.1 Introduction

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COLL 6.6A Duties of AFMs in relation to UCITS schemes

MIPRU 4.4 Calculation of capital resources

COBS 4.11 Record keeping: financial promotion