Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

…

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 2.1 Authorised fund applications

COLL 4.1 Introduction

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 15.4 Continuing obligations

SUP 16.6 Compliance reports

LR 8.4 Role of a sponsor: transactions

COLL 12.1 Introduction

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SYSC 10.1 Application

COLL 14.2 Registration with the Charity Commission

LR App 1.1 Relevant definitions

FEES 4.2 Obligation to pay periodic fees

SYSC 22.5 Giving references: additional rules and guidance for all firms