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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous