Search Result

661 - 680 of 1710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

COND 1.1A Application

As Published: 2013

COND 1.1A Application

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment