Search Result

501 - 520 of 1509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

APER 1.1A Application

As Published: 2015

APER 1.1A Application

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)