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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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EG 9.9 The effect of the FCA’s decision to withdraw approval

RCB 2.2 Applying for registration

SUP 10A.6 FCA governing functions

COLL 6.2 Dealing

EG 3.7 Investigations to assist overseas authorities (section 169)

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

CASS 7.11 Treatment of client money

REC 2.13 Promotion and maintenance of standards

SYSC 13.7 Processes and systems

COLL 6.11 Risk control and internal reporting

LR 8.3 Role of a sponsor: general

DEPP 8.2 Use of the own-initiative variation of approval power: general

APER 4.1 Statement of Principle 1

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]