Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.15 Illustrative tables

REC 6.5 FCA decision on recognition

DTR 8.5 Supervision of primary information providers

PERG 4.12 Appointed representatives

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

DEPP 3.2 The operation of the RDC

EG 9.2 The FCA’s general policy in this area

SUP 10A.9 Significant management functions [deleted]

SUP 10A.7 FCA required functions

MAR 9.1 Application, introduction, approach and structure

BIPRU 12.2 Adequacy of liquidity resources

SUP 16.15 Reporting under the Electronic Money Regulations

BIPRU 2.2 Internal capital adequacy standards

PERG 2.11 Persons who are exempt for credit-related regulated activities

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

REC 6.2 Applications

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]