Search Result

1521 - 1540 of 1644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose