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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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Similar To

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SYSC 4.8

EG 20.2 Information gathering and investigation powers

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EG 19.22 Decision making under the Payment Services Regulations

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

MAR 9.5 Frequently Asked Questions

BIPRU 7.10 Use of a Value at Risk Model

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 20.3 Decision making under the CCA Order

CREDS 10.1 Application and purpose

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 12.1 The FCA’s general approach

COND 2.3 Effective supervision

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

SUP 6.4 Applications for cancellation of permission

SUP 15.11 Notification of COCON breaches and disciplinary action