Search Result

961 - 980 of 1333 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application