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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions