Search Result

661 - 680 of 1591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details