Search Result

601 - 620 of 807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications