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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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COLL 6.4 Title and registers

MCOB 3A.1 Application and purpose

ICOBS 6.4 Pre- and post-contract information: protection policies

DTR 1.5 Fees and sanctions

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SYSC 6.1 Compliance

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 21.1 Risk control: guidance on governance arrangements

REC 2A.3 Guidance on RAP recognition requirements

EG 18.1 Cancellation on the FCA’s own-initiative

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy