Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 4.2 Pre-contract disclosure and adequate explanations

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 4.5 The IRB approach: Specialised lending exposures

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

BIPRU 4.8 The IRB approach: Purchased receivables

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

DISP App 1.6 Valuing Relevant Benefits

COLL 12.2 UK UCITS management companies

SUP 15.2 Purpose

INSPRU 8.2 Special provisions for Lloyd's

SUP 1A.1 Application and purpose

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.13 Promotion and maintenance of standards

EG 12.3 Criminal prosecutions in cases of market abuse

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative