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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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