Search Result

61 - 80 of 1074 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy