Search Result

601 - 620 of 1476 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information