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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COBS 3.7 Providing clients with a higher level of protection

As Published: 2017

COBS 3.7 Providing clients with a higher level of protection

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options