Search Result

221 - 240 of 1370 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction