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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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BIPRU 4.8 The IRB approach: Purchased receivables

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SUP 3.8 Rights and duties of auditors

COBS 2.5 Optional additional products

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PERG 4.2 Introduction

CREDS 2.1 Application and purpose

COLL 9.3 Section 272 recognised schemes

REC 2.7A Position management and position reporting in relation to commodity derivatives

FEES 5.5B Case fees

LR 6.5 Controlling shareholders

PERG 17.7 Examples

DISP 3.2 Jurisdiction

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