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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers