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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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EG 7.6 Private warnings

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

MCOB 1.2 General application: who? what?

FEES 5.9 [deleted]

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 9.6 Notifications

CASS 7.11 Treatment of client money

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 3.5 Disciplinary action and events relating to members of the management body

PERG 15.6 Territorial scope

SUP 16.15 Reporting under the Electronic Money Regulations

LR 8.3 Role of a sponsor: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 6.7 Payment of levies

REC 4.7 The section 297 power to revoke recognition

PERG 5.2 Introduction

GEN 4.1 Application

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups