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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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MCOB 2A.3 Foreign currency loans

As Published: 2019

MCOB 2A.3 Foreign currency loans

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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