Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.5 In the course of business

SYSC 2.1 Apportionment of Responsibilities

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

PRIN 3.4 General

SUP 11.1 Application

SUP 4.2 Purpose

COLL 4.8 Notifications for UCITS master-feeder arrangements

SYSC 4.1 General requirements

SYSC 6.1 Compliance

COLL 9.2 Section 264 recognised schemes [deleted]

LR 6.14 Shares in public hands

MAR 10.3 Position management controls

GEN 1.3 Emergency

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

LR 4.4 Miscellaneous

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

SUP 16.1 Application