Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

…

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

…

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

FEES App 1 Annex 3 Emergencies [deleted]

LR 19.5 Disclosures

SUP 4.5 Provisions applicable to all actuaries

CASS 7.19 Clearing member client money sub-pools

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

RCB 3.3 Asset pool notifications

LR 1.3 Information gathering and publication

REC 3.21 Criminal offences and civil prohibitions

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

CASS 1A.3 Responsibility for CASS operational oversight

ICOBS 8.2 Motor vehicle liability insurers

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions