Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

…

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

COLL 3.3 Units

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

RCB 3.6 Fees and other matters

SUP 1A.3 The FCA's approach to supervision

COLL 6.4 Title and registers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

SYSC 22.3 Drafting the reference and the request for a reference

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 19A.1 General application and purpose

DTR 4.1 Annual financial report

SUP 16.21 Reporting under the MCD Order for CBTL firms

COLL 11.1 Introduction

EG 13.12 Insolvency regime and relevant sections of the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

CONC 3.1 Application

PERG 4.2 Introduction

FEES 8.1 Consumer Credit permissions

SUP 16.2 Purpose