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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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LR 1.4 Miscellaneous

REC 2.4A Management body

LR 10.7 Transactions by specialist companies

LR 17.5 Requirements for states, regional and local authorities and public international bodies

CASS 11.6 Statutory trust

REC 2A.1 Introduction

TC 1.2 Actions for damages

PERG 10.3 Pension Scheme Trustees

PRIN 1.2 Clients and the Principles

MCOB 1.1 Application and purpose

SUP 10A.3 Provisions related to the Act

CONC 7.10 Treatment of customers with mental capacity limitations

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 8.28 Advice or information

MAR 5.3 Trading process requirements

SUP 17A.2 Connectivity with FCA systems

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 15A.1 Application and notifications under EMIR