Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 14.5 The ‘by-way-of-business’ test

COLL 5.5 Cash, borrowing, lending and other provisions

APER 4.7 Statement of Principle 7

DEPP 6.5 Determining the appropriate level of financial penalty

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 19.1 Introduction

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

DISP 1.4 Complaints resolution rules

COLL 3.2 The instrument constituting the fund

CONC 3.3 The clear fair and not misleading rule and general requirements

MAR 7A.3 Requirements for algorithmic trading

BIPRU 4.8 The IRB approach: Purchased receivables

APER 4.2 Statement of Principle 2

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR 19.2 Requirements for listing

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy