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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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