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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events