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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

…

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

…

CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

…

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

…

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

…

DEPP 8.5 Effects of a breach of condition or time limitation

As Published: 2015

DEPP 8.5 Effects of a breach of condition or time limitation

…

CONC 7.16 Passing data to lead generators etc.

As Published: 2014

CONC 7.16 Passing data to lead generators etc.

…

LR 15.1 Application

As Published: 2005

LR 15.1 Application

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

…

LR 14.1 Application

As Published: 2005

LR 14.1 Application

…

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

…

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

…

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

…

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