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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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Effective Period

Similar To

COND 1.1A Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

CREDS 9.2 Reporting

BIPRU 8.5 Basis of consolidation

SYSC 18.4 The whistleblowers’ champion

CASS 1A.2 CASS firm classification

EG 6.1 Publicity during FCA investigations

EG 2.9 FCA guidance and supporting materials

SUP 16.16 Prudent valuation reporting [deleted]

PERG 3A.2 General issues

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)