Search Result

741 - 760 of 782 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements