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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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